Steve Muehler Global Capital Markets is a division of / a subsidiary of / and a trade name of Private Placement Markets, LLC (California). Steve Muehler Global Capital Markets provides no depository services and is not insured by the FDIC. Steve Muehler Global Capital Markets is a Debt & Equity Investments Underwriter, Private Debt Loan Servicing Agent, Capital Markets Listing Underwriter & Advisor and Investor Relations Firm. Steve Muehler Global Capital Markets does not offer, and does not offer to provide any broker dealer or market maker services. Steve Muehler Global Capital Markets operates this website (referred to as the “Website”). By accessing this Website and any pages thereof, you agree to be bound by its Terms of Use and Privacy Policy. Past performance is no guarantee of future results. Any historical returns, expected returns, or probability projections may not reflect actual future performance. Steve Muehler Global Capital Markets does not provide financial planning services. Steve Muehler Global Capital Markets does not provide tax advice and does not represent in any manner that the outcomes described herein will result in any particular tax consequence. Steve Muehler Global Capital Markets Participants should conduct their own due diligence, not rely on the financial assumptions or estimates displayed on this Website, and are encouraged to consult with their own financial advisor, attorney, accountant, and any other professional that can help you / them to understand and assess the risks associated with any Private Placement Debt Lending  or Equity Investment Opportunity. Disclosures​

​

© 2020 Steve Muehler

The New York Stock Exchange acquired the American Stock Exchange in 2008.  It is now known as NYSE-MKT. The NYSE-MKT is an attractive exchange for solid micro and small-cap companies.  NYSE-MKT has four different listing and public shareholder standards with a number of differing combinations within.  As a result, the NYSE-MKT listing requirements offers flexibility to companies operating in different market sectors.

​

The listing requirements can sometimes be confusing and waivers can be applied for in certain circumstances when a company desiring to list is strong in all listing categories but for one.  

​

Standard One:

  • Shareholders Equity: $4 Million USD

  • Pre-Tax Income in last fiscal year (or 2 or last 3 years): $750,000 USD

  • Market Capitalization: N/A 

  • Price per Share: $3.00 USD

  • Market Value of Public Float: $3 Million USD

  • Distribution: 800 public shareholders and 500,000 shares publicly held OR 400 public shareholders and 1 million shares publicly held OR 400 public shareholders, 500,000 shares publicly held and average daily trading volume of 2,000 shares for prior 6 months.

​

Standard Two:

  • Shareholders Equity: $4 Million USD

  • Pre-Tax Income in last fiscal year (or 2 or last 3 years): N/A

  • Market Capitalization: N/A 

  • Price per Share: $3.00 USD

  • Market Value of Public Float: $15 Million USD

  • Distribution: 800 public shareholders and 500,000 shares publicly held OR 400 public shareholders and 1 million shares publicly held OR 400 public shareholders, 500,000 shares publicly held and average daily trading volume of 2,000 shares for prior 6 months

​

Standard Three:

  • Shareholders Equity: $4 Million USD

  • Pre-Tax Income in last fiscal year (or 2 or last 3 years): N/A

  • Market Capitalization: $50 Million USD

  • Price per Share: $2.00 USD

  • Market Value of Public Float: $15 Million USD

  • Distribution: 800 public shareholders and 500,000 shares publicly held OR 400 public shareholders and 1 million shares publicly held OR 400 public shareholders, 500,000 shares publicly held and average daily trading volume of 2,000 shares for prior 6 months

​

Standard Four:

  • Shareholders Equity: N/A

  • Pre-Tax Income in last fiscal year (or 2 or last 3 years): N/A

  • Market Capitalization: $75 million OR At least $75 million in total assets and $75 million in revenues

  • Price per Share: $3.00 USD

  • Market Value of Public Float: $20 Million USD

  • Distribution: 800 public shareholders and 500,000 shares publicly held OR 400 public shareholders and 1 million shares publicly held OR 400 public shareholders, 500,000 shares publicly held and average daily trading volume of 2,000 shares for prior 6 months

​

The NYSE-MKT listing board also conducts a subjective review of all listing candidates looking at the:

  • nature of a company’s business;

  • market for its products;

  • reputation of its management;

  • historical record and pattern of growth;

  • financial integrity;

  • demonstrated earnings power; and

  • future outlook

​